Search for: "OSC Capital"
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7 Sep 2021, 9:29 am
Their mandates generally include protecting investors from unfair, improper, or fraudulent practices, and to facilitate a fair and efficient capital market. [read post]
26 Feb 2014, 3:17 pm
Out of the 100 Ontario mining issuers surveyed, 54% had a market capitalization of less than $25 million and 28% had a market capitalization of less than $10 million. [read post]
21 Jan 2011, 12:48 pm
The Ontario Securities Commission (OSC) announced today that it has approved amendments to MFDA Rule 3.1.1, intended to harmonize the MFDA's minimum capital requirements with those under National Instrument 31-103 Registration Requirements and Exemptions, as well as amendments to Form 1 - Financial Questionnaire and Report. [read post]
8 Dec 2022, 1:31 pm
Austin III announced the establishment of the DoD Office of Strategic Capital (OSC). [read post]
24 Sep 2021, 12:03 am
On February 23, 2021, the Ontario Securities Commission (OSC) released its reasons in ESW Capital, LLC, 2021 ONSEC 7 (the ESW Decision), in which the OSC considered the availability of an exemption from the minimum tender requirement for takeover bids. [read post]
2 Oct 2009, 12:02 pm
According to the OSC, the amendments are reflective of the OSC's costs of regulating Ontario's capital markets and those activities governed by the Commodity Futures Act. [read post]
7 Sep 2021, 9:29 am
Their mandates generally include protecting investors from unfair, improper, or fraudulent practices, and to facilitate a fair and efficient capital market. [read post]
7 Apr 2010, 11:20 am
The Committee received testimony from staff and members of the OSC and various stakeholders and ultimately recommended, among other things, that: In considering the OSC's response to the ABCP crisis, the Ministry of Finance review the scope of the OSC's public interest jurisdiction; The province establish a dedicated capital markets crime unit to investigate and prosecute capital market misconduct; The government give priority… [read post]
23 Aug 2012, 3:02 pm
Projects currently in progress under the mandate of this group include: Research on how many Canadians qualify for the current accredited investor thresholds; A review of exempt market activity to better understand how the exempt market is used to raise capital; and A project to gauge the extent of broker internalization of order flows in Canada Other activities reviewed include the OSC’s Emerging Markets Issuers Review and the Maple Group Acquisition of the TMX… [read post]
29 Sep 2011, 12:51 pm
At the end of the statement, the ACLU called upon the United States to join its OSCE peers by instituting a moratorium on capital punishment. [read post]
24 Aug 2012, 12:53 pm
On August 23, 2012, the Ontario Securities Commission (“OSC”) released a request for comments on proposed amendments to Rule 13-502 and Companion Policy 13-502CP, which deals with the OSC’s fees model. [read post]
24 Sep 2021, 12:03 am
On February 23, 2021, the Ontario Securities Commission (OSC) released its reasons in ESW Capital, LLC, 2021 ONSEC 7 (the ESW Decision), in which the OSC considered the availability of an exemption from the minimum tender requirement for takeover bids. [read post]
30 Mar 2012, 1:00 pm
For more information, see OSC Notice 11-766. [read post]
17 Dec 2010, 1:00 pm
For more information, see OSC Staff Notice 52-719. [read post]
23 Nov 2012, 7:00 am
New and Proposed Rules and Initiatives In respect of new and proposed initiatives impacting all registrants, the report states that the OSC is currently developing an online submission process that will require the electronic submission of Form 31-103F1 Calculation of Excess Working Capital for all registrants whose principal regulator is the OSC. [read post]
23 Sep 2011, 1:55 pm
For more information, see OSC Staff Notice 33-736. [read post]
31 Aug 2012, 6:21 am
On August 23, 2012, the Ontario Securities Commission (OSC) published proposed amendments to its fee rule, 13-502. [read post]
19 Mar 2010, 2:22 pm
However, there are certain circumstances that may warrant the granting of an exemption, such as in respect of an entity that provides limited services or facilities and does not present significant risks to the capital market. [read post]
2 Jul 2013, 3:58 pm
On June 27, 2013, the OSC issued Staff Notice 43‑705 addressing OSC concerns with respect to disclosure in technical reports. [read post]
29 Aug 2012, 12:24 pm
The OSC plans to work closely with the TSX to improve the director-elections process. [read post]
